Title:                Compliance Manager

Office:             Cape Town

Reporting to:   Legal & Compliance Director

Grade:             Manager 

·         Monitor legislative and regulatory compliance of the IDS Manco, specifically with CISCA.

·         Monitor and assist the company with compliance with ASISA Codes, standards and guidelines.

·         Contribute to proactive and reactive management of regulatory risk.

·         Continuously strive to enhance and improve the regulatory compliance processes and systems. 

·         Establish monitoring plans and monitoring the IDS Manco’s compliance with regulatory requirements on an ongoing basis.

·         Ongoing monitoring of investment managers to detect non-compliant conduct by financial services providers.

·         Review of all marketing material compiled by investment managers hosted on the IDS Manco platform.

·         Monitor industry developments, interpretation of relevant laws and regulations and communicating this to management.

·         Reporting to the Board, senior management and regulators.

·         Maintain strong relationships with regulators.

·         Train and assist employees to improve their regulatory knowledge.

·         Prepare regular status report for the Legal and Compliance Director.

·         Carry out any other tasks assigned by the Legal and Compliance Director.

Applicants will need to be in possession of the following:

·         A tertiary legal qualification.

·         Additional qualifications such as a Certificate in Compliance Management will be advantageous.

·         Other relevant compliance or financial services industry training or qualifications.

·         3 – 5 years’ experience in a Compliance role within the financial services industry, specifically with exposure to CISCA, with supervisor or management responsibilities.

·         Strong knowledge and experience in CISCA, FICA, FAIS.  Experience in hedge fund CIS will be advantageous.

·         High level of computer literacy and working knowledge of Microsoft Office applications.

·         Good communication skills (verbal and written);

·         Self-discipline;

·         Reliable;

·         Adaptable;

·         Attention to detail;

·         Analysis and problem solving;

·         Deadline driven;

·         Ability to manage a team;

·         Organised and self-disciplined;

·         The ability to work under pressure.

Sanne is a specialist global provider of outsourced corporate and fund administration services.

 

Sanne is listed on the Main Market of the London Stock Exchange and engages more than 1000 staff worldwide and has in excess of €110 billion assets under administration.

 

Our reputation for deep expertise across asset classes, markets and products is driven by our people. We believe that the key to providing great service lies in hiring and developing exceptional people, then building director-led, multi-disciplinary teams to provide a highly-responsive and completely bespoke service to each client.

 

For more information on Sanne and its regulators please visit sannegroup.com

Contact Person: Liza Fourie (liza.fourie@sannegroup.co.za)