Membership Code of Ethics and Disciplinary Policies and Procedures

Code of Ethics

The principles and values for Registered Compliance Officers in Southern Africa that serves as the basis on which members are held accountable for ethical and professional conduct.

Disciplinary Policy

The applicable principles to ensure the fair adjudication of disciplinary matters in a reasonable, lawful, and procedurally fair manner.

Disciplinary Procedure

The manner and process of adjudication of misconduct allegations against members.

Annexure A - Standard Reporting Form