To effectively deliver a quality compliance and risk management service to our clients at a regional level. Adherence to the compliance requirements as per FSCA, FICA, POPI, Long- and Short-term Insurer outsourcing, Company Act and NCR. To provide the best business solutions and train individuals and groups.
CAT I and/or CAT II experience as well as Long, Short-term Insurer outsourcing experience will be an advantage.
MINIMUM REQUIREMENTS – QUALIFICATIONS & WORK EXPERIENCE
• Approved CO with FSCA
• Category I and/or Category II experience
• Insurer and outsourcing experience an advantage
• Minimum 5 years’ experience in compliance or risk management within the financial services industry
Please note only applicants who meet these requirements will be considered for this position.
COMPLIANCE DUTY AND RESPONSIBILITY
• Outsourced compliance function delivered to customers.
• Fulfil compliance function required in terms of FSCA, FICA, POPI, Long- and Short-term Insurer outsourcing,
Company Act and NCR and other applicable legislation and business requirements
• Establish a culture of compliance and provide a compliance risk framework to clients to achieve the TCF
outcomes
• Services to be delivered to Independent FSPs, Corporate clients and various other customers
• Perform all functions to the standard and deadlines set by Regional Manager
• Provide clients with high-quality, personalised and substantive reports
• Include clients in compliance processes and provide post-monitoring feedback
• Maintain records as required by the business
• Display behaviour and attitudes which positively contribute to the well-being and development of the regional
team, the company, and its clients
• Sourcing and signing up of new clients
• Implement solutions as per remedial actions
COMPETENCIES AND SKILLS
• A good working knowledge
• Understanding and knowledge of risk management principles
• Exceptional verbal and written communication skills
• Work under pressure, independently, and as part of a team
• Proficient presentation skills