Compliance Officer

Johannesburg
Full Time
Posted
1 month ago

To effectively deliver a quality compliance and risk management service to our clients at a regional level. Adherence to the compliance requirements as per FSCA, FICA, POPI, Long- and Short-term Insurer outsourcing, Company Act and NCR. To provide the best business solutions and train individuals and groups.

CAT I and/or CAT II experience as well as Long, Short-term Insurer outsourcing experience will be an advantage.

 

MINIMUM REQUIREMENTS – QUALIFICATIONS & WORK EXPERIENCE

• Approved CO with FSCA

• Category I and/or Category II experience

• Insurer and outsourcing experience an advantage

• Minimum 5 years’ experience in compliance or risk management within the financial services industry

Please note only applicants who meet these requirements will be considered for this position.

 

COMPLIANCE DUTY AND RESPONSIBILITY

• Outsourced compliance function delivered to customers.

• Fulfil compliance function required in terms of FSCA, FICA, POPI, Long- and Short-term Insurer outsourcing,

Company Act and NCR and other applicable legislation and business requirements

• Establish a culture of compliance and provide a compliance risk framework to clients to achieve the TCF

outcomes

• Services to be delivered to Independent FSPs, Corporate clients and various other customers

• Perform all functions to the standard and deadlines set by Regional Manager

• Provide clients with high-quality, personalised and substantive reports

• Include clients in compliance processes and provide post-monitoring feedback

• Maintain records as required by the business

• Display behaviour and attitudes which positively contribute to the well-being and development of the regional

team, the company, and its clients

• Sourcing and signing up of new clients

• Implement solutions as per remedial actions

 

COMPETENCIES AND SKILLS

• A good working knowledge

• Understanding and knowledge of risk management principles

• Exceptional verbal and written communication skills

• Work under pressure, independently, and as part of a team

• Proficient presentation skills